Kwik, Claudia Hwee Kim

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kadensa Capital Limited	Rep	Asset management	2021-11-30	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-06-07	2021-08-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-04-14	2010-05-05
	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kadensa Capital Limited	Rep	Asset management	2021-11-30	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-06-07	2021-08-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-04-14	2010-05-05
	Rep	Advising on corporate finance	2003-04-01	2003-06-25
	Rep	Advising on securities	2003-04-01	2003-06-25
	Rep	Asset management	2003-04-01	2003-06-25

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.