| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-04-17 | - |
| Rep | Advising on securities | 2023-04-17 | - |
| Rep | Dealing in futures contracts | 2023-04-17 | - |
| Rep | Dealing in securities | 2023-04-17 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2023-01-20 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2023-01-20 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-04-30 | 2013-07-24 |
| Rep | Dealing in securities | 2010-04-30 | 2023-01-20 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-04-30 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-04-30 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2010-04-30 | 2023-01-20 |