| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Advising on securities | 2016-05-20 | 2016-07-06 |
| CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-04-22 | 2016-07-06 |
| RO | Dealing in securities | 2013-09-30 | 2014-04-22 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | RO | Advising on futures contracts | 2013-09-16 | 2016-07-06 |
| RO | Dealing in futures contracts | 2013-09-16 | 2016-07-06 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2013-03-14 | 2016-07-06 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | Dealing in securities | 2012-11-27 | 2016-07-06 |
| RO | Advising on futures contracts | 2012-08-28 | 2016-07-06 |
| RO | Dealing in futures contracts | 2012-08-28 | 2016-07-06 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-10 | 2013-09-16 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-10 | 2012-11-27 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-01-10 |
| Morgan Stanley Asia Limited | Rep | Advising on corporate finance | - | 2004-02-11 |
| Rep | Advising on securities | - | 2004-02-11 |
| Rep | Providing automated trading services | - | 2012-01-10 |
| Rep | Dealing in securities | - | 2012-01-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | - | 2010-12-06 |
| Rep | Dealing in futures contracts | - | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | - | 2012-01-10 |