| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Aspex Management (HK) Limited | Rep | Asset management | 2021-11-05 | - |
| Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2016-05-16 | 2021-09-30 |
| Merrill Lynch Far East Limited | RO | Dealing in futures contracts | 2016-05-16 | 2021-09-30 |
| RO | Dealing in securities | 2016-05-16 | 2021-09-30 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-06-05 | 2016-05-16 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-06-05 | 2016-05-16 |
| Rep | Dealing in securities | 2015-06-05 | 2016-05-16 | |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2015-02-25 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2015-02-25 | |
| Rep | Dealing in securities | 2007-10-26 | 2015-02-25 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2005-07-15 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2005-07-15 | 2010-12-06 | |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2004-01-26 | 2013-07-24 |
| Rep | Dealing in securities | 2004-01-26 | 2015-02-25 |
No HKMA registrations in the collected records.