Personnel Hong Kong SFC License Details (ID 89163)

Personnel Hong Kong SFC License Details (ID 89163)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aspex Management (HK) Limited	Rep	Asset management	2021-11-05	-
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2016-05-16	2021-09-30
Merrill Lynch Far East Limited	RO	Dealing in futures contracts	2016-05-16	2021-09-30
	RO	Dealing in securities	2016-05-16	2021-09-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-06-05	2016-05-16
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-06-05	2016-05-16
	Rep	Dealing in securities	2015-06-05	2016-05-16
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-02-25
	Rep	Dealing in futures contracts	2010-12-06	2015-02-25
	Rep	Dealing in securities	2007-10-26	2015-02-25
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2005-07-15	2010-12-06
	Rep	Dealing in futures contracts	2005-07-15	2010-12-06
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2004-01-26	2013-07-24
	Rep	Dealing in securities	2004-01-26	2015-02-25