Personnel Hong Kong SFC License Details (ID 89173)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-11-19	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-03-10	2018-07-23
	Rep	Advising on securities	2010-02-24	2018-07-23
KGI ASIA LIMITED	Rep	Advising on securities	2009-07-24	2010-02-20