Personnel SFC Licences and HKMA Registrations (ID 89218)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLUTUS ASSET MANAGEMENT LIMITED (GBEN)	Rep	Advising on securities	2026-11-06	-
	Rep	Asset management	2026-11-06	-
Plutus Securities Limited	Rep	Dealing in securities	2026-11-06	-
Altive Limited	Rep	Dealing in securities	2022-04-08	2023-02-06
	Rep	Advising on securities	2022-04-08	2025-03-05
	Rep	Asset management	2022-04-08	2025-03-05
CACHET ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-12-06	2022-04-01
	RO	Asset management	2018-12-06	2022-04-01
	RO	Dealing in securities	2018-12-06	2022-04-01
MAN INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2014-10-06	2016-09-01
	Rep	Dealing in securities	2014-10-06	2016-09-01
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2012-05-07	2014-04-05
	Rep	Dealing in securities	2012-05-07	2014-04-05
Morgan Stanley Asia Limited	Rep	Dealing in securities	2006-04-19	2012-01-09
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2005-01-05	2006-04-13
	Rep	Dealing in securities	2004-05-03	2006-04-13
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-09-03
	Rep	Advising on securities	2003-04-01	2003-09-03
	Rep	Asset management	2003-04-01	2003-09-03
	Rep	Dealing in securities	2003-04-01	2004-05-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.