Personnel Hong Kong SFC License Details (ID 89234)

Personnel Hong Kong SFC License Details (ID 89234)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-01-10
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-09-13	2012-01-10
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-09-13	2010-12-06
BEAR STEARNS ASIA LIMITED	Rep	Advising on corporate finance	-	2004-12-09
	Rep	Advising on securities	-	2004-12-09
	Rep	Asset management	-	2004-12-09
	Rep	Providing automated trading services	-	2004-12-09
	Rep	Dealing in securities	-	2007-11-29