| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2020-12-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Asset management | 2015-12-11 | 2020-12-01 |
| Rep | Dealing in securities | 2015-12-11 | 2020-12-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-12-11 | 2016-10-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2015-09-08 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2010-07-05 | 2013-09-05 |
| Rep | Dealing in securities | 2010-07-05 | 2015-09-08 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-07-05 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-07-05 | 2010-12-06 |