| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2011-03-01 | 2013-08-01 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-03-01 | 2013-08-01 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-10-15 | 2011-02-25 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-15 | 2011-02-25 |
| Rep | Dealing in securities | 2007-10-15 | 2011-02-25 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-03-21 | 2007-09-03 |
| CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-21 | 2007-09-03 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-01-23 | 2007-09-03 |