| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-06-07 | - |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2016-06-07 | - |
| Rep | Dealing in securities | 2016-06-07 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2016-02-26 |
| Rep | Dealing in futures contracts | 2010-12-06 | 2016-02-26 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2009-08-20 | 2013-07-24 |
| Rep | Dealing in securities | 2009-08-20 | 2016-02-26 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2009-08-20 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2009-08-20 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2009-08-20 | 2016-02-26 |