| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-05-13 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-05-13 | 2010-12-06 |
| BOCI SECURITIES LIMITED | Rep | Advising on securities | 2009-01-30 | 2010-05-08 |
| Rep | Dealing in securities | 2009-01-30 | 2010-05-08 |