Personnel Hong Kong SFC License Details (ID 89254)

Personnel Hong Kong SFC License Details (ID 89254)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2023-10-10	2025-03-28
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2023-03-29	2023-10-02
	RO	Advising on securities	2023-03-29	2023-10-02
	RO	Dealing in securities	2023-03-29	2023-10-02
	Rep	Advising on corporate finance	2014-09-03	2023-03-29
	Rep	Advising on securities	2014-09-03	2023-03-29
	Rep	Dealing in securities	2014-09-03	2023-03-29
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2008-07-23	2014-07-14
	Rep	Dealing in securities	2008-07-23	2014-07-14