Personnel Hong Kong SFC License Details (ID 89270)

Personnel Hong Kong SFC License Details (ID 89270)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Inflexion Macro Capital Management Limited	RO	Advising on securities	2021-09-23	-
	RO	Asset management	2021-09-23	-
	RO	Dealing in securities	2021-09-23	-
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2020-12-17	2021-09-18
	Rep	Asset management	2020-11-10	2021-09-18
SFM HK MANAGEMENT LIMITED	RO	Dealing in futures contracts	2018-06-14	2020-05-15
	RO	Dealing in securities	2018-06-14	2020-05-15
	RO	Asset management	2018-01-12	2020-05-15
	Rep	Asset management	2015-08-13	2018-01-12
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2015-05-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-04-26	2013-09-05
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-04-26	2010-12-06
	Rep	Dealing in futures contracts	2007-11-08	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-07-09	2015-05-26