Personnel Hong Kong SFC License Details (ID 89275)

Personnel Hong Kong SFC License Details (ID 89275)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2019-04-03	-
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2015-07-23	2018-07-03
	Rep	Advising on securities	2015-07-23	2018-07-03
	Rep	Dealing in securities	2015-07-23	2018-07-03
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2015-07-23	2018-07-03
	Rep	Advising on securities	2015-07-23	2018-07-03
	Rep	Dealing in securities	2015-07-23	2018-07-03
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2006-08-07	2015-04-21
	Rep	Dealing in securities	2006-08-07	2015-04-21