Personnel Hong Kong SFC License Details (ID 89277)

Personnel Hong Kong SFC License Details (ID 89277)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lux Aeterna Capital Limited	Rep	Advising on securities	2026-08-25	-
	Rep	Asset management	2026-08-25	-
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2018-07-27	2021-01-01
	Rep	Dealing in securities	2018-07-27	2021-01-01
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-05-12	2016-08-10
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-05-11	2013-09-05
	Rep	Dealing in securities	2008-07-23	2016-08-10