Personnel Hong Kong SFC License Details (ID 89298)

Personnel Hong Kong SFC License Details (ID 89298)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-09-02	2012-05-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-09-02	2012-05-14
Citigroup Global Markets Asia Limited	Rep	Advising on securities	2008-09-17	2011-08-03
	Rep	Dealing in securities	2008-07-02	2011-08-03
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2008-07-02	2011-08-03
	Rep	Dealing in securities	2008-07-02	2011-08-03