Personnel Hong Kong SFC License Details (ID 89301)

Personnel Hong Kong SFC License Details (ID 89301)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kadensa Capital Limited	Rep	Asset management	2022-06-30	-
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2018-11-07	2021-12-13
	Rep	Dealing in securities	2018-11-07	2021-12-13
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-02-23	2018-05-24
	Rep	Dealing in securities	2015-02-23	2018-05-24
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2014-11-18
	Rep	Dealing in securities	2013-07-03	2014-11-18
	Rep	Dealing in futures contracts	2010-12-06	2014-11-18
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-02-01	2013-07-24
	Rep	Dealing in securities	2010-02-01	2014-11-18
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-02-01	2010-12-06
	Rep	Dealing in futures contracts	2010-02-01	2010-12-06