| Kingbridge Capital Asset Management Limited | RO | Advising on securities | 2019-11-22 | - |
| RO | Asset management | 2019-11-22 | - |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2019-04-15 | 2019-10-17 |
| Rep | Advising on securities | 2019-03-25 | 2019-10-17 |
| Rep | Asset management | 2019-03-25 | 2019-10-17 |
| Phoenix Capital (International) Limited | RO | Advising on securities | 2016-11-29 | 2019-01-25 |
| RO | Asset management | 2016-11-29 | 2019-01-25 |
| Sinostar Asset Management Limited | Rep | Asset management | 2015-12-09 | 2016-11-21 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-01-22 | 2015-03-20 |
| Rep | Dealing in futures contracts | 2015-01-22 | 2015-03-20 |
| Rep | Dealing in securities | 2015-01-22 | 2015-03-20 |
| Rep | Leveraged foreign exchange trading | 2015-01-22 | 2015-03-20 |
| Enhanced Investment Management Limited | Rep | Asset management | 2014-08-19 | 2015-01-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| Morgan Stanley Asia Limited | Rep | Asset management | 2010-03-15 | 2012-05-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-03-15 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-01-20 | 2012-05-14 |
| MFG Limited (HK) | RO | Asset management | 2006-07-17 | 2007-08-31 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | Advising on securities | 2003-12-17 | 2004-07-05 |
| RO | Dealing in securities | 2003-12-17 | 2004-07-05 |
| Vision Capital Investment Management Limited | RO | Advising on futures contracts | 2003-12-17 | 2004-07-05 |
| RO | Advising on securities | 2003-12-17 | 2004-07-05 |
| RO | Asset management | 2003-12-17 | 2004-07-05 |
| RO | Dealing in securities | 2003-12-17 | 2004-07-05 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-04-29 |
| Rep | Advising on securities | 2003-04-01 | 2003-12-17 |
| Rep | Dealing in securities | 2003-04-01 | 2003-12-17 |
| RO | Advising on futures contracts | 2003-04-01 | 2004-07-05 |
| RO | Asset management | 2003-04-01 | 2004-07-05 |