Liu, Manly Man Lai 廖文禮

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Kingbridge Capital Asset Management Limited	RO	Advising on securities	2019-11-22	-
	RO	Asset management	2019-11-22	-
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-04-15	2019-10-17
	Rep	Advising on securities	2019-03-25	2019-10-17
	Rep	Asset management	2019-03-25	2019-10-17
Phoenix Capital (International) Limited	RO	Advising on securities	2016-11-29	2019-01-25
	RO	Asset management	2016-11-29	2019-01-25
Sinostar Asset Management Limited	Rep	Asset management	2015-12-09	2016-11-21
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2015-01-22	2015-03-20
	Rep	Dealing in futures contracts	2015-01-22	2015-03-20
	Rep	Dealing in securities	2015-01-22	2015-03-20
	Rep	Leveraged foreign exchange trading	2015-01-22	2015-03-20
Enhanced Investment Management Limited	Rep	Asset management	2014-08-19	2015-01-09
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Asset management	2010-03-15	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-03-15	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-01-20	2012-05-14
MFG Limited (HK)	RO	Asset management	2006-07-17	2007-08-31
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on securities	2003-12-17	2004-07-05
	RO	Dealing in securities	2003-12-17	2004-07-05
Vision Capital Investment Management Limited	RO	Advising on futures contracts	2003-12-17	2004-07-05
	RO	Advising on securities	2003-12-17	2004-07-05
	RO	Asset management	2003-12-17	2004-07-05
	RO	Dealing in securities	2003-12-17	2004-07-05
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-04-29
	Rep	Advising on securities	2003-04-01	2003-12-17
	Rep	Dealing in securities	2003-04-01	2003-12-17
	RO	Advising on futures contracts	2003-04-01	2004-07-05
	RO	Asset management	2003-04-01	2004-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.