Liu, Sum Ching 廖心澄

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-01-18	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-01-18	2010-12-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2004-06-24	2005-01-07
DEUTSCHE FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	-	2004-06-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2005-01-07
	Rep	Dealing in securities	-	2005-01-07

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2005-01-18	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2005-01-18	2010-12-06
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2004-06-24	2005-01-07
DEUTSCHE FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	-	2004-06-24
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-01-08
	Rep	Asset management	-	2004-01-08
	Rep	Advising on securities	-	2005-01-07
	Rep	Dealing in securities	-	2005-01-07