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Personnel Hong Kong SFC License Details (ID 89344)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Advising on securities
2007-06-22
-
Rep
Dealing in securities
2007-06-22
2024-01-16
CITIC FRONTIER CHINA RESEARCH LIMITED
Rep
Advising on securities
2004-09-02
2005-07-28