Personnel SFC Licences and HKMA Registrations (ID 89344)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on securities	2007-06-22	-
	Rep	Dealing in securities	2007-06-22	2024-01-16
CITIC FRONTIER CHINA RESEARCH LIMITED	Rep	Advising on securities	2004-09-02	2005-07-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.