Personnel Hong Kong SFC License Details (ID 89346)

Personnel Hong Kong SFC License Details (ID 89346)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dymon Asia Capital (HK) Limited	Rep	Asset management	2026-04-20	-
Centiva Capital HK Limited	Rep	Asset management	2025-03-03	2026-02-28
Polymer Capital Management (HK) Limited	Rep	Asset management	2023-02-02	2024-09-11
ExodusPoint Capital Management Hong Kong, Limited	Rep	Asset management	2020-11-09	2022-12-03
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2014-09-16	2020-08-25
	Rep	Dealing in securities	2014-09-16	2020-08-25
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2013-10-04
	Rep	Dealing in futures contracts	2010-12-06	2013-10-04
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-22	2013-07-24
	Rep	Dealing in securities	2010-01-22	2013-10-04
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-22	2010-12-06
	Rep	Dealing in futures contracts	2010-01-22	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2010-01-22	2013-10-04