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Lu, William Chia Ao 呂家璈 Hong Kong SFC License Details (ID 89350)
Lu, William Chia Ao 呂家璈
SFC ID:
ANM359
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2016-04-22
2020-08-17
Morgan Stanley Asia Limited
Rep
Advising on securities
2006-06-07
2016-01-06
Rep
Dealing in securities
2006-06-07
2016-01-06