Personnel Hong Kong SFC License Details (ID 89356)

Personnel Hong Kong SFC License Details (ID 89356)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-01-22	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-01-22	2010-12-06
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2006-10-09	2006-11-09
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2006-10-09	2006-11-09
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2006-02-06	2006-10-03
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-06-21	2006-10-03