Personnel Hong Kong SFC License Details (ID 89358)

Personnel Hong Kong SFC License Details (ID 89358)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Violux Research Limited	RO	Advising on securities	2026-02-13	-
Jefferies Hong Kong Limited	Rep	Advising on securities	2020-03-23	2024-10-28
Fosun International Securities Limited	Rep	Dealing in securities	2019-09-05	2020-03-06
	Rep	Advising on securities	2019-08-23	2020-03-06
China Renaissance Securities (Hong Kong) Limited	Rep	Advising on securities	2017-09-26	2019-05-16
Sectoral Asset Management Limited	Rep	Advising on securities	2016-01-05	2017-02-27
	Rep	Dealing in securities	2016-01-05	2017-02-27
CGS International Securities Hong Kong Limited	Rep	Advising on securities	2014-08-22	2015-10-31
BOCOM International Securities Limited	Rep	Advising on securities	2013-07-25	2014-07-18
Morgan Stanley Asia Limited	Rep	Advising on securities	2008-05-05	2013-01-15
	Rep	Dealing in securities	2008-05-05	2013-01-15
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-03-28	2008-01-22