| Jin Yi Financial Group Limited | Rep | Advising on securities | 2022-08-16 | - |
| Rep | Asset management | 2022-08-16 | - |
| Rep | Dealing in securities | 2022-08-16 | - |
| SILVERBRICKS SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2022-03-14 | 2022-06-10 |
| SILVERBRICKS ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2022-02-21 | 2022-06-10 |
| Rep | Asset management | 2022-02-21 | 2022-06-10 |
| iCapital Advisory Limited | RO | Advising on securities | 2020-04-03 | 2020-09-28 |
| RO | Dealing in securities | 2020-04-03 | 2020-09-28 |
| Rep | Advising on securities | 2019-11-20 | 2020-04-03 |
| Rep | Dealing in securities | 2019-11-20 | 2020-04-03 |
| NATIXIS ASIA LIMITED | Rep | Advising on futures contracts | 2011-12-01 | 2013-12-20 |
| Rep | Advising on securities | 2011-12-01 | 2013-12-20 |
| Rep | Dealing in futures contracts | 2011-12-01 | 2013-12-20 |
| Rep | Dealing in securities | 2011-12-01 | 2013-12-20 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2011-03-09 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-05-28 | 2011-03-09 |
| Rep | Dealing in securities | 2008-05-28 | 2011-03-09 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-05-28 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2008-05-28 | 2010-12-06 |