Personnel Hong Kong SFC License Details (ID 89385)

Personnel Hong Kong SFC License Details (ID 89385)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2025-05-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2025-05-02	-
	Rep	Dealing in futures contracts	2025-05-02	-
	Rep	Dealing in securities	2025-05-02	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2023-05-25	2023-06-02
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2019-02-01	2022-07-01
	Rep	Dealing in futures contracts	2019-02-01	2022-07-01
	Rep	Dealing in securities	2019-02-01	2022-07-01
Morgan Stanley Asia Limited	Rep	Advising on securities	2010-12-03	2019-02-01
	Rep	Dealing in securities	2010-12-03	2022-07-01