Personnel Hong Kong SFC License Details (ID 89400)

Personnel Hong Kong SFC License Details (ID 89400)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2013-07-25	2014-06-13
Morgan Stanley Asia Limited	RO	Providing automated trading services	2011-10-11	2013-07-25
	RO	Advising on futures contracts	2011-10-11	2014-06-13
	RO	Advising on securities	2011-10-11	2014-06-13
	RO	Dealing in securities	2011-10-11	2014-06-13
Morgan Stanley Hong Kong Securities Limited	RO	Dealing in futures contracts	2011-10-11	2014-06-13
	RO	Dealing in securities	2011-10-11	2014-06-13
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2011-05-03	2011-10-11
	Rep	Advising on securities	2011-05-03	2011-10-11
	Rep	Providing automated trading services	2011-05-03	2011-10-11
	Rep	Dealing in securities	2011-05-03	2011-10-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-05-03	2011-10-11
	Rep	Dealing in securities	2011-05-03	2011-10-11