Personnel Hong Kong SFC License Details (ID 89406)

Personnel Hong Kong SFC License Details (ID 89406)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Dealing in securities	2024-08-06	-
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2024-08-06	-
	RO	Dealing in futures contracts	2024-08-06	-
	RO	Dealing in securities	2024-08-06	-
	Rep	Providing automated trading services	2013-07-24	2024-08-06
	Rep	Dealing in securities	2013-07-03	2024-08-06
	Rep	Dealing in futures contracts	2010-12-06	2024-08-06
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-12-01	2013-07-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-12-01	2010-12-06
	Rep	Dealing in futures contracts	2009-12-01	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-11-30	2024-08-06
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2006-04-10	2009-09-10
MACQUARIE EQUITIES (ASIA) LIMITED	Rep	Dealing in securities	2006-04-10	2008-01-01