| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | - |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-07-14 | - |
| Rep | Providing automated trading services | 2010-07-14 | 2013-09-05 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2010-07-14 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2010-07-14 | 2010-12-06 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2009-08-13 | 2010-06-17 |
| Rep | Dealing in securities | 2009-08-13 | 2010-06-17 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2009-08-13 | 2010-06-17 |
| Rep | Dealing in futures contracts | 2009-08-13 | 2010-06-17 |