| ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2021-03-08 | 2022-08-31 |
| Rep | Advising on securities | 2021-02-18 | 2022-08-31 |
| Rep | Asset management | 2021-02-18 | 2022-08-31 |
| YRD Asset Management Limited | Rep | Dealing in securities | 2019-09-03 | 2020-11-02 |
| RO | Advising on securities | 2019-05-29 | 2020-11-02 |
| RO | Asset management | 2019-05-29 | 2020-11-02 |
| Rep | Asset management | 2019-05-07 | 2019-05-29 |
| SEEKERS ADVISORS H.K. LIMITED | Rep | Asset management | 2017-03-13 | 2018-09-17 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2014-10-09 | 2016-06-07 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2011-05-25 | 2012-10-29 |
| Rep | Dealing in securities | 2011-05-25 | 2012-10-29 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-05-25 | 2012-10-29 |
| Rep | Dealing in securities | 2011-05-25 | 2012-10-29 |