Personnel SFC Licences and HKMA Registrations (ID 89441)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on securities	2026-03-09	-
Morgan Stanley Asia Limited	Rep	Advising on securities	2023-06-05	2025-06-20
	Rep	Dealing in securities	2010-07-05	2024-02-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.