Nishi, Katsuhiro SFC Licences and HKMA Registrations (ID 89452)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Point72 Hong Kong Limited	Rep	Asset management	2012-01-11	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-03-21	2011-12-19
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-03-21	2011-12-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-10-02	2009-10-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.