Personnel Hong Kong SFC License Details (ID 89455)

Personnel Hong Kong SFC License Details (ID 89455)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch Far East Limited	Rep	Providing automated trading services	2013-08-20	2018-11-01
Merrill Lynch (Asia Pacific) Limited	Rep	Providing automated trading services	2013-07-10	2013-09-23
	Rep	Dealing in securities	2013-07-10	2018-12-19
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-07-10	2020-05-15
	Rep	Dealing in securities	2013-07-10	2020-05-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-02-21
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-09-13	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2004-10-15	2013-02-21