Personnel Hong Kong SFC License Details (ID 89458)

Personnel Hong Kong SFC License Details (ID 89458)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on securities	2022-10-31	2022-11-04
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2018-10-04	2018-12-03
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2016-12-14	2016-12-16
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-08-17	2016-02-12
	Rep	Dealing in securities	2008-06-16	2008-06-23
	Rep	Dealing in securities	2007-11-12	2007-11-19
	Rep	Dealing in securities	2007-10-22	2007-10-29
	Rep	Dealing in securities	2007-10-02	2007-10-09
	Rep	Dealing in securities	2007-09-17	2007-09-24