| THREE STONES CAPITAL LIMITED | Rep | Asset management | 2017-10-19 | 2019-12-09 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-21 | 2017-02-07 |
| Rep | Dealing in securities | 2013-08-21 | 2017-02-07 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2013-05-22 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2008-05-09 | 2013-05-22 |
| Rep | Dealing in securities | 2008-05-09 | 2013-05-22 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Providing automated trading services | 2008-05-09 | 2010-12-06 |
| Rep | Dealing in futures contracts | 2008-05-09 | 2010-12-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2008-05-09 | 2013-05-22 |