Personnel SFC Licences and HKMA Registrations (ID 89476)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICG Asia Pacific Limited	RO	Dealing in securities	2021-09-21	-
	Rep	Dealing in securities	2020-11-12	2021-09-21
	Rep	Advising on securities	2014-05-09	2021-01-04
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2004-10-04	2010-09-17
	Rep	Dealing in securities	2004-09-03	2012-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.