Personnel Hong Kong SFC License Details (ID 89495)

Personnel Hong Kong SFC License Details (ID 89495)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2023-05-15	2024-03-25
	Rep	Dealing in securities	2023-05-15	2024-03-25
Segantii Capital Management Limited	Rep	Asset management	2021-11-24	2022-12-09
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2021-09-24
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-08-08	2013-07-24
	Rep	Dealing in securities	2011-08-08	2021-09-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-08-08	2021-09-24
	Rep	Dealing in securities	2011-08-08	2021-09-24
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2008-01-15	2011-07-06