Personnel Hong Kong SFC License Details (ID 89501)

Personnel Hong Kong SFC License Details (ID 89501)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2014-10-28
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2012-03-01	2013-07-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2012-03-01	2014-10-28
	Rep	Dealing in futures contracts	2010-12-06	2014-10-28
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2010-09-10	2012-03-01
	Rep	Advising on securities	2010-09-10	2012-03-01
	Rep	Dealing in securities	2010-09-10	2014-10-28
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-09-10	2010-12-06