Personnel Hong Kong SFC License Details (ID 89523)

Personnel Hong Kong SFC License Details (ID 89523)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2015-10-09
	Rep	Dealing in futures contracts	2010-12-06	2016-07-11
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-01-21	2013-07-24
	Rep	Dealing in securities	2008-01-21	2016-07-11
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-01-21	2010-12-06
	Rep	Dealing in futures contracts	2008-01-21	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-01-21	2015-09-22