Personnel Hong Kong SFC License Details (ID 89571)

Personnel Hong Kong SFC License Details (ID 89571)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	RO	Dealing in securities	2024-03-27	-
Morgan Stanley Hong Kong Securities Limited	RO	Providing automated trading services	2024-03-27	-
	RO	Dealing in futures contracts	2024-03-27	-
	RO	Dealing in securities	2024-03-27	-
	Rep	Providing automated trading services	2013-07-24	2024-03-27
	Rep	Dealing in futures contracts	2013-05-09	2024-03-27
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-07-29	2013-07-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2011-07-29	2024-03-27
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-08-08	2024-03-27