Personnel Hong Kong SFC License Details (ID 89577)

Personnel Hong Kong SFC License Details (ID 89577)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENDOWUS HK LIMITED	RO	Advising on securities	2022-01-25	-
	RO	Asset management	2022-01-25	-
	RO	Dealing in securities	2022-01-25	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2015-08-19	2017-08-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-06-29	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2009-06-29	2010-12-06