Spence, Andrew Charles

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Athos Capital Limited	Rep	Asset management	2022-04-12	2024-05-31
DRAGON CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-07-10	2017-01-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2013-11-26
	Rep	Dealing in futures contracts	2010-12-06	2013-11-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-03-19	2013-07-24
	Rep	Dealing in securities	2007-03-19	2013-11-26
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-03-19	2010-12-06
	Rep	Dealing in futures contracts	2007-03-19	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-03-19	2013-11-26
ELLIOTT ADVISORS (HK) LIMITED	Rep	Asset management	2006-08-28	2006-12-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Athos Capital Limited	Rep	Asset management	2022-04-12	2024-05-31
DRAGON CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2015-07-10	2017-01-01
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2013-11-26
	Rep	Dealing in futures contracts	2010-12-06	2013-11-26
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2007-03-19	2013-07-24
	Rep	Dealing in securities	2007-03-19	2013-11-26
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2007-03-19	2010-12-06
	Rep	Dealing in futures contracts	2007-03-19	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2007-03-19	2013-11-26
ELLIOTT ADVISORS (HK) LIMITED	Rep	Asset management	2006-08-28	2006-12-31