Personnel Hong Kong SFC License Details (ID 89595)

Personnel Hong Kong SFC License Details (ID 89595)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-06-08	2025-06-11
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2018-06-08	2025-06-11
Dymon Asia Capital (HK) Limited	Rep	Asset management	2013-10-22	2017-11-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-05-20
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-03-10	2013-05-20
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-03-10	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2007-09-07	2013-05-20
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-09-07	2010-12-06