Personnel Hong Kong SFC License Details (ID 89597)

Personnel Hong Kong SFC License Details (ID 89597)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-09-23	2014-02-08
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-09-23	2014-02-08
	Rep	Dealing in securities	2013-09-23	2014-02-08
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2013-01-14
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2009-09-02	2013-01-14
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2009-09-02	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-08-31	2013-01-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2009-08-31	2010-12-06
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2009-08-31	2013-01-14
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-04-01	2009-06-01
Merrill Lynch Far East Limited	Rep	Dealing in securities	2008-04-01	2009-06-01
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-04-01	2009-06-01