Webb-site Legacy

Sun, Kam Ming 辛鑑明

SFC ID:AUT130

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI ASIA LIMITED	Rep	Dealing in securities	2020-10-06	-
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2020-10-06	-
BOCI ASIA LIMITED	RO	Advising on corporate finance	2018-08-16	-
	Rep	Advising on corporate finance	2018-06-05	2018-08-16
GF Capital (Hong Kong) Limited	RO	Advising on corporate finance	2017-06-21	2018-05-02
	Rep	Advising on corporate finance	2015-12-10	2017-06-21
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2014-03-27	2015-07-17
	Rep	Advising on securities	2014-03-27	2015-07-17
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2013-06-25	2013-10-01
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-02-22	2013-01-15
	Rep	Dealing in securities	2010-02-22	2013-01-15