Webb-site Legacy

Sze, Wing 施榮

SFC ID:AFS562

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-03-28	2012-08-31
	Rep	Dealing in securities	2011-03-28	2012-08-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-03-28	2012-08-31
	Rep	Dealing in securities	2011-03-28	2012-08-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Asset management	2010-07-16	2010-11-13
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	Dealing in futures contracts	2004-01-07	2004-05-17
BOCI SECURITIES LIMITED	Rep	Dealing in securities	2004-01-07	2004-05-17
BOCI Bullion Company Limited	Rep	Advising on corporate finance	-	2003-10-30
	Rep	Advising on securities	-	2003-10-30
	Rep	Asset management	-	2003-10-30
	Rep	Providing automated trading services	-	2004-04-29
	Rep	Dealing in securities	-	2004-05-17
Goldin Equities Limited	Rep	Advising on corporate finance	-	2003-10-30
	Rep	Advising on securities	-	2003-10-30
	Rep	Asset management	-	2003-10-30
	Rep	Dealing in securities	-	2004-05-17