Personnel Hong Kong SFC License Details (ID 89615)

Personnel Hong Kong SFC License Details (ID 89615)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Positano Wealth Management Limited	RO	Advising on securities	2018-11-30	-
	RO	Asset management	2018-11-30	-
	Rep	Advising on securities	2017-10-13	2018-11-30
	Rep	Asset management	2017-10-13	2018-11-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2012-05-14
Morgan Stanley Asia Limited	Rep	Asset management	2010-05-20	2012-05-14
	Rep	Dealing in securities	2008-04-03	2012-05-14
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2008-04-03	2010-12-06