Tam, Ka Yun 譚家潤

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-09-02	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-09-02	-
	Rep	Dealing in securities	2013-09-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2013-07-31
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-06-29	2013-07-24
	Rep	Dealing in securities	2011-06-29	2013-07-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-06-29	2013-07-31
	Rep	Dealing in securities	2011-06-29	2013-07-31
ALL OPTIONS ASIA LIMITED	Rep	Dealing in futures contracts	2010-06-17	2010-12-31
	Rep	Dealing in securities	2010-06-17	2010-12-31
All Options Hong Kong Limited	Rep	Dealing in futures contracts	2010-06-17	2010-12-31
	Rep	Dealing in securities	2010-06-17	2010-12-31
IMC Asia Pacific Limited	Rep	Dealing in futures contracts	2009-07-13	2010-03-01
	Rep	Dealing in securities	2009-07-13	2010-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2013-09-02	-
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2013-09-02	-
	Rep	Dealing in securities	2013-09-02	-
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-07-24	2013-07-31
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2011-06-29	2013-07-24
	Rep	Dealing in securities	2011-06-29	2013-07-31
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-06-29	2013-07-31
	Rep	Dealing in securities	2011-06-29	2013-07-31
ALL OPTIONS ASIA LIMITED	Rep	Dealing in futures contracts	2010-06-17	2010-12-31
	Rep	Dealing in securities	2010-06-17	2010-12-31
All Options Hong Kong Limited	Rep	Dealing in futures contracts	2010-06-17	2010-12-31
	Rep	Dealing in securities	2010-06-17	2010-12-31
IMC Asia Pacific Limited	Rep	Dealing in futures contracts	2009-07-13	2010-03-01
	Rep	Dealing in securities	2009-07-13	2010-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.