| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-09-02 | - |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-09-02 | - |
| Rep | Dealing in securities | 2013-09-02 | - |
| Morgan Stanley Hong Kong Securities Limited | Rep | Providing automated trading services | 2013-07-24 | 2013-07-31 |
| Morgan Stanley Asia Limited | Rep | Providing automated trading services | 2011-06-29 | 2013-07-24 |
| Rep | Dealing in securities | 2011-06-29 | 2013-07-31 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2011-06-29 | 2013-07-31 |
| Rep | Dealing in securities | 2011-06-29 | 2013-07-31 |
| ALL OPTIONS ASIA LIMITED | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-31 |
| Rep | Dealing in securities | 2010-06-17 | 2010-12-31 |
| All Options Hong Kong Limited | Rep | Dealing in futures contracts | 2010-06-17 | 2010-12-31 |
| Rep | Dealing in securities | 2010-06-17 | 2010-12-31 |
| IMC Asia Pacific Limited | Rep | Dealing in futures contracts | 2009-07-13 | 2010-03-01 |
| Rep | Dealing in securities | 2009-07-13 | 2010-03-01 |