Personnel Hong Kong SFC License Details (ID 89622)

Personnel Hong Kong SFC License Details (ID 89622)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2012-07-09	2013-08-01
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2012-07-09	2013-08-01
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-07-18	2012-05-14
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-07-18	2012-05-14
Morgan Stanley Asia Limited	Rep	Dealing in securities	2010-03-11	2010-05-24
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2010-03-11	2010-05-24
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	-	2004-02-11
	Rep	Advising on securities	-	2004-02-11
	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in securities	-	2008-06-13
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	-	2004-02-11
	Rep	Dealing in futures contracts	-	2008-06-13