Personnel Hong Kong SFC License Details (ID 89633)

Personnel Hong Kong SFC License Details (ID 89633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2010-12-06	2015-12-08
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2010-01-13	2013-09-05
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2010-01-13	2010-12-06
	Rep	Dealing in futures contracts	2009-10-29	2010-12-06
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-10-23	2015-12-08
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-08-28	2009-07-22
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2005-01-26	2006-07-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2005-01-26	2006-07-29